Govern client-review actions before they become client-facing work.
SigmaX maps each household to a Capital Twin, turns client-review signals into mandate-checked ActionIntents, runs Preflight, captures advisor authorization, and records route, impact, and audit state.
Advisor authorizes. SigmaX records. No execution or customer-capital routing.
Household Twin to audit trail.
- 01
Client positions, IPS, mandate, constraints, and notes
- 02
Household Capital Twin
- 03
Drift or review signal
- 04
ActionIntent
- 05
Preflight against suitability, mandate, tax, liquidity, and proof
- 06
Advisor authorization, hold, or block
- 07
Route status and client follow-up task
- 08
Impact Ledger and AuditWriter record
Built for the review file, not just the dashboard.
Turn household state, IPS language, notes, and drift into review-ready ActionIntents before the meeting starts.
Preflight every candidate action against documented client constraints, missing evidence, risk fit, and required approvals.
SigmaX can draft the record. The advisor authorizes, holds, or blocks. No AI or portal component approves for the advisor.
Impact Ledger and AuditWriter preserve the signal, mandate result, approval state, route status, evidence, and timestamp.
From role and problem to the right SigmaX access path.
Advisor groups and wealth teams preparing client reviews, suitability evidence, and follow-up records.
Client-review workflows create manual packet assembly, proof gaps, and after-the-fact audit reconstruction.
SigmaX turns household context into advisor-authorized ActionIntents with Preflight, route status, Impact Ledger, and AuditWriter records.
Authority Team for one advisor group. Institutional OS or Private Infrastructure for many households, mandates, and approvers.
Access review
Boundary: no execution, custody, broker routing, live allocation, or customer-capital authority is added by this path. SigmaX shows the authority state before action.
SigmaX provides capital decision intelligence, scenario analysis, and authority workflow software. SigmaX does not provide investment advice. SigmaX does not place trades, move funds, route customer capital, or manage client capital. Shadow/simulated/paper/backtested results are not live trading results. No result is a guarantee of future performance. Human approval is required before any capital-linked action.
Where SigmaX uses AI, it is governed as assistive software: truthful capability claims, human oversight, traceable records, disclosure of AI assistance, and no capital authority. SigmaX designs AI controls with reference to applicable securities obligations, FINRA existing-rule guidance, SEC AI-claims discipline, NIST AI RMF-style risk management, and EU AI Act transparency readiness. This is compliance-readiness design, not a claim that every deployment or jurisdiction-specific use has completed legal review.