Disclosures

Regulatory + platform disclosures.

Written conservatively for South Carolina and U.S. audiences. SigmaX is a software platform in development and validation — not an investment adviser, broker-dealer, commodity trading adviser, commodity pool operator, financial planner, fund, exchange, or asset manager. No investment advice, brokerage, or advisory relationship is created by using this website.

Last updated: 2026-05-02

01

Platform Status

SigmaX is a software platform operating under institutional discipline. The platform operating model is summarized on the /status page and reflects the platform’s actual capabilities and governance posture.

02

Regulatory Status

SigmaX is not currently registered as an investment adviser, broker-dealer, commodity trading adviser, commodity pool operator, financial planner, fund, exchange, or asset manager under South Carolina or U.S. federal law. Nothing on this website should be read as a representation that legal compliance has been confirmed by outside counsel or that regulatory registration, exemption, or notice filing has occurred.

03

South Carolina Notice

SigmaX is based in South Carolina and is currently presented as a software platform in development, validation, and evidence-gathering. SigmaX is not currently holding itself out as a South Carolina-registered investment adviser, financial planner, broker-dealer, or investment adviser representative.

SigmaX is not currently accepting, managing, or deploying outside investor capital. Any future activity involving investment advice, managed accounts, securities, commodities, derivatives, pooled capital, or compensation for trading-related advice may require legal review, registration, notice filing, exemption analysis, or other compliance steps before launch.

04

No Investment Advice

Information on this website is provided for general informational and platform-description purposes only. It is not individualized investment, financial, legal, tax, accounting, securities, commodities, derivatives, or trading advice.

05

No Advisory or Client Relationship

Visiting this website, submitting an inquiry, reviewing platform materials, or communicating with SigmaX does not create an advisory, fiduciary, broker-client, managed-account, financial-planning, or investment-management relationship. No such relationship is formed unless a signed written agreement to that effect is in place.

06

No Offer or Solicitation

Nothing on this website is an offer to sell securities, solicit investment, provide investment advisory services, provide commodity trading advice, operate a fund, manage accounts, or recommend that any person buy, sell, hold, or trade any security, commodity interest, event contract, cryptocurrency, derivative, option, futures contract, or other financial product.

07

Current Platform Limits

  • Broad autonomous, multi-trade execution has not been granted on any venue or asset class. The platform operates under controlled institutional discipline; any execution on any surface remains operator-supervised and bounded. Beyond these specific supervised activities, no further capital deployment is authorized.
  • Surfaced research candidates (including specific spot-crypto setups) are research candidates, not activated live products. Capital is never deployed on the strength of research alone.
  • Equities, options, and multi-asset surfaces are framed as future or expanding institutional adapter expansion. They are not live capital lanes today.
  • On-chain context is used for safety enrichment only — there is no wallet, no key, and no autonomous action.
  • External capital is not currently being accepted, managed, or deployed.
08

Replay, Shadow, and Test Results

Any replay, simulation, dry-run, shadow, canary, backtest, or test result referenced on this website or in related materials is a software-validation artifact. Such results are not live trading results, may not account for all real-world costs or execution conditions, and should not be relied upon as an indication of future performance.

09

Risk Disclosure

Trading and market participation involve risk, including the possible loss of capital. Event contracts, cryptocurrency, securities, options, futures, swaps, derivatives, and other financial products can be volatile, illiquid, leveraged, operationally complex, and subject to regulatory restrictions.

SigmaX does not guarantee profits, returns, market access, execution quality, uptime, data accuracy, signal accuracy, or risk reduction.

10

No Venue Affiliation

References to Kalshi, Coinbase, Alpaca, Tradier, Interactive Brokers, IBKR, or any other venue, broker, exchange, data provider, or platform are for technical-integration and roadmap context only. These references do not imply sponsorship, endorsement, partnership, approval, or affiliation unless expressly stated in a signed agreement.

11

Technology Limitations

Software may contain bugs, stale data, incorrect signals, failed integrations, outages, latency, incorrect assumptions, or other defects. Users of the platform, reviewers of platform materials, and prospective participants should treat all platform output as subject to ongoing verification.

12

Updates

This page may be updated as the platform matures, regulatory posture changes, or outside counsel reviews concrete offerings. Material updates will be reflected here with a revised “last updated” date.

Contact

Questions about these disclosures.

Operator contact for questions about this page or the platform’s regulatory posture.

This page is not a substitute for legal, regulatory, tax, or investment advice. SigmaX should consult qualified counsel before engaging in regulated advisory, brokerage, fund, commodity, derivative, or managed-account activity.