Disclosures

Regulatory and platform disclosures.

Written conservatively for South Carolina and U.S. audiences. SigmaX is a Capital Action OS software platform in development and validation, not an adviser, broker, fund, exchange, or asset manager.

Last updated: 2026-07-15

01

Platform Status

SigmaX is a software platform for governed capital-action workflows. It creates and records non-executing, mandate-checked ActionIntents, approval workflows, Preflight results, route status, impact records, and audit records.

SigmaX does not place trades, move funds, manage capital, custody assets, route customer capital, or provide investment advice. The public website and current product surfaces are read-only and operator-supervised unless a future written agreement and legal pathway say otherwise.

02

Regulatory Status

SigmaX is not currently registered as an investment adviser, broker-dealer, commodity trading adviser, commodity pool operator, financial planner, fund, exchange, or asset manager under South Carolina or U.S. federal law.

Nothing on this website should be read as a representation that legal compliance has been confirmed by outside counsel or that regulatory registration, exemption, or notice filing has occurred.

03

No Investment Advice

Information on this website is provided for general informational and platform-description purposes only. It is not individualized investment, financial, legal, tax, accounting, securities, commodities, derivatives, or trading advice.

A mandate-checked ActionIntent is a software record. It is not a recommendation to buy, sell, hold, trade, transfer, allocate, custody, or route capital.

04

No Advisory or Client Relationship

Visiting this website, submitting an inquiry, reviewing platform materials, or communicating with SigmaX does not create an advisory, fiduciary, broker-client, managed-account, financial-planning, or investment-management relationship.

No such relationship is formed unless a signed written agreement to that effect is in place and any required legal, regulatory, or compliance steps have been completed.

05

No Offer or Solicitation

Nothing on this website is an offer to sell securities, solicit investment, provide investment advisory services, provide commodity trading advice, operate a fund, manage accounts, or recommend that any person buy, sell, hold, or trade any security, commodity interest, event contract, cryptocurrency, derivative, option, futures contract, or other financial product.

06

Current Platform Limits

Current SigmaX product surfaces are intended for proof, workflow, paper or draft route status, approval records, impact records, and audit trails. They do not provide live execution, customer-capital routing, custody, broker control, or AI capital authority.

Route status may include paper, draft handoff, advisor task, blocked, or not routed. A route status is not an order and does not cause external action by itself.

07

Replay, Shadow, Paper, and Test Results

Any replay, simulation, dry-run, shadow, paper, backtest, or test result referenced on this website or in related materials is a software-validation artifact. Such results are not live trading results, may not account for all real-world costs or execution conditions, and should not be relied upon as an indication of future performance.

08

Risk Disclosure

Trading and market participation involve risk, including the possible loss of capital. Event contracts, cryptocurrency, securities, options, futures, swaps, derivatives, and other financial products can be volatile, illiquid, leveraged, operationally complex, and subject to regulatory restrictions.

SigmaX does not guarantee profits, returns, market access, execution quality, uptime, data accuracy, signal accuracy, or risk reduction.

09

Technology Limitations

Software may contain bugs, stale data, incorrect signals, failed integrations, outages, latency, incorrect assumptions, or other defects. Users and reviewers should treat all platform output as subject to ongoing verification.

10

AI Governance

Where SigmaX uses AI, it is governed as assistive software: truthful capability claims, human oversight, traceable records, disclosure of AI assistance, and no capital authority. SigmaX designs AI controls with reference to applicable securities obligations, FINRA existing-rule guidance, SEC AI-claims discipline, NIST AI RMF-style risk management, and EU AI Act transparency readiness. This is compliance-readiness design, not a claim that every deployment or jurisdiction-specific use has completed legal review.

11

Intellectual Property

Patent pending. Aspects of the SigmaX platform — including its fail-closed candidate-promotion gate and related evidence-governance architecture — are the subject of one or more pending United States patent applications, including U.S. Provisional Patent Application No. 64/112,198, received by the USPTO on July 15, 2026, and U.S. Provisional Patent Application Nos. 64/113,544 and 64/113,644, received by the USPTO on July 17, 2026.

"Patent pending" means a patent application has been filed with the United States Patent and Trademark Office. It is not a representation that any patent has been granted or will be granted. SigmaX and related product names are trademarks or service marks of SigmaX Capital LLC. No license to any SigmaX intellectual property is granted by use of this website.

For current product posture, see /status and /roadmap.

Contact
Founder/CEO
Jeffery Kunz