A drifted client portfolio becomes a defensible, client-ready decision.
Your research copilot flags that a client household has drifted past its equity band. Walk the proposed rebalance from the client context all the way to a paper packet and an advisor task — with the mandate, tax context, and audit trail attached before anything reaches the custodian.
What this demonstrates: The advisor keeps a fast copilot for the analysis and still leaves with a mandate-checked, client-ready record — not an undocumented judgment call.
- 1. Inputs
- 2. Signal
- 3. ActionIntent
- 4. Mandate
- 5. Preflight
- 6. Compliance
- 7. Authorize
- 8. Outcome
Confirm the account context
SigmaX starts from a Capital Twin: the account model that carries positions, mandate, constraints, and context. Here is the sample context for this walkthrough.
- Household
- Ellison Family Trust
- Growth mandate, taxable
- Current equity weight
- 71%
- IPS band 45–65%
- Largest position
- US large-cap growth ETF, 71% of equity sleeve
- Tax context
- Two lots eligible for tax-loss harvest
- Offset realized gains YTD
- Client note
- “Keep me diversified; avoid a surprise tax bill.”
- intent_id
- ai_demo_wealth_advisory
- twin
- Ellison Family Trust — Growth household (Capital Twin)
- proposed_by
- Advisor's research copilot
- route
- —
- reason_code
- pending
- evidence
- 4 measured · 3 derived · 1 inferred
Sample packet. SigmaX produces a decision record and a non-executing route — it never places a trade, moves money, or routes customer capital.
This is an illustrative sample with fabricated data. SigmaX analyzes and governs; deterministic systems validate; a human authorizes; capital remains governed. SigmaX does not trade, custody assets, move money, or route customer capital.
Every proposed capital action, governed the same way.
Whatever AI or team proposes the action, SigmaX runs the same mandate, Preflight, compliance, human-authorization, route, and audit sequence you just walked through. SigmaX analyzes and governs; a human authorizes; capital remains governed.